Rob Burgess - Awards list

INDIVIDUAL AWARDS

  

Here's a list of the awards I've been honored to receive for my writing. Click the links below to read more about each:

2013

Winner - First Place - Best General Commentary - Division 5 - 2013 Hoosier State Press Association Foundation Better Newspaper Contest
 

2014 

Winner - Second Place - Best General Commentary - Division 5 - 2014 Hoosier State Press Association Foundation Better Newspaper Contest

2015

Winner - Staff - First Place - Best Multimedia Package - Division 2 - 2015 Indiana Associated Press Media Editors Journalism Contest #

Winner - Staff - First Place - Best Special Section - Division 5 - 2015 Hoosier State Press Association Foundation Better Newspaper Contest #

2016

Winner - Staff - Second Place - Best Ongoing News Coverage - Division 5 - 2016 Hoosier State Press Association Foundation Better Newspaper Contest

2017

Winner - Staff - Third Place - Best Spot News Coverage - Division 2 - 2017 Indiana Associated Press Media Editors Journalism Contest *

Winner - Second Place - Best Editorial Writer - Division 5 - 2017 Hoosier State Press Association Foundation Better Newspaper Contest 

Winner - Staff - Second Place - Best News Coverage Under Deadline Pressure - 2017 Hoosier State Press Association Foundation Better Newspaper Contest *

Winner - First Place - Coverage of Government or Politics (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2017 Best in Indiana Contest

2019

Winner – Third Place - Arts and Entertainment Writing (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2019 Best in Indiana Contest

2020

Winner – Second Place – Personality Profile (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2020 Best in Indiana Contest

Winner – Third Place – Environmental Reporting (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2020 Best in Indiana Contest

Winner – Third Place – Criminal Justice Reporting (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2020 Best in Indiana Contest

2021

 

Winner – Third Place – Best Feature Photo – Division 1 – 2021 Hoosier State Press Association Foundation Better Newspaper Contest

 

Winner – Third Place – Best Profile Feature – Division 1 – 2021 Hoosier State Press Association Foundation Better Newspaper Contest

Winner – Second Place – Headline Writing – Division 1 – 2021 Hoosier State Press Association Foundation Better Newspaper Contest

Winner – First Place – Best Business or Economic News Coverage – Division 1 – 2021 Hoosier State Press Association Foundation Better Newspaper Contest

Winner – Third Place – Best Personality Profile (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2021 Best in Indiana Contest

Winner – Second Place – Best Education Reporting (publication circulation below 30,000) - Indiana Professional Chapter of the Society of Professional Journalists 2021 Best in Indiana Contest

2022

Winner – First Place – Best Editorial Page – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – First Place – Best Website – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – First Place – Best Business or Economic News – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – First Place – Best Short Feature Story – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Second Place – Best Headline Writing – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Third Place – Best Headline Writing – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Second Place – Best General News Photo – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Third Place – Best Portrait – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Third Place – Best Profile Feature – Division: Nondailies less than 1,500 – 2022 Hoosier State Press Association Foundation Journalism Awards

Winner – Third Place – Best Medical or Science Reporting (Publication circulation below 10,000) - Indiana Professional Chapter of the Society of Professional Journalists 2022 Best of Indiana Journalism Contest

Winner – Second Place – Best Business or Consumer Affairs Reporting (Publication circulation below 10,000) - Indiana Professional Chapter of the Society of Professional Journalists 2022 Best of Indiana Journalism Contest

Winner – Second Place – Best Environmental Reporting (Publication circulation below 10,000) - Indiana Professional Chapter of the Society of Professional Journalists 2022 Best of Indiana Journalism Contest

2024

Winner - Editorial Staff - Informa Connect - Wealth Management Magazine - Best News Coverage - Brand Revenue of $3,000,000 to $7,000,000 - 2024 Software & Information Industry Association (SIIA) Jesse H. Neal Awards

Honorable Mention - Best Feature Article - Trade, Association, and Business Publications International (TABPI) - 2024 Tabbie Awards

 ***

 STAFF AWARDS

 

I've also been honored to be a part of several staff awards:

2014

Winner - First Place - Kokomo Tribune - Website of the Year - Division 1 - 2014 Best of CNHI Editorial Contest ^

2015

Winner - Second Place - Kokomo Tribune - General Excellence - Division 5 - 2015 Hoosier State Press Association Foundation Better Newspaper Contest

Winner - Staff - Second Place - Best Online Site/Web Page - Division 5 - 2015 Hoosier State Press Association Foundation Better Newspaper Contest ^

2016

Winner - Staff - Second Place - Best Digital Presence - Division 2 - 2016 Indiana Associated Press Media Editors Journalism Contest ^

Winner - Staff - Third Place - General Excellence - Division 5 - 2016 Hoosier State Press Association Foundation Better Newspaper Contest

2023

Finalist - Editorial Staff - Informa Connect - Wealth Management Magazine - Best Range of Work By a Media Brand - Brand Revenue of $3,000,000 to $7,000,000 - 2023 Software & Information Industry Association (SIIA) Jesse H. Neal Awards

2024

Finalist - Editorial Staff - Informa Connect - Wealth Management Magazine - Best Industry Coverage - Brand Revenue of $3,000,000 to $7,000,000 - 2024 Software & Information Industry Association (SIIA) Jesse H. Neal Awards

Finalist - Editorial Staff - Informa Connect - Wealth Management Magazine - Best Range of Work By a Media Brand - Brand Revenue of $3,000,000 to $7,000,000 - 2024 Software & Information Industry Association (SIIA) Jesse H. Neal Awards

-

Key:

# = These were won for the Nov. 17, 2014 Kokomo Tribune special section, "One Year Later," to which I contributed audio, wrote one of the main stories and compiled three sidebars. 

* = These were won for the Kokomo Tribune coverage of the Aug. 24, 2016 tornadoes, to which I contributed two stories.

^ = These were won for the Kokomo Tribune website, of which I was an administrator. 

Honorable Mention - Best Feature Article - Trade, Association, and Business Publications International (TABPI) - 2024 Tabbie Awards

 

On Friday, Aug. 30, 2024, the Trade, Association, and Business Publications International (TABPI) announced the winners of their 2024 Tabbie Awards. 

TABPI is a global organization whose mission is “fostering b2b journalism, from local to global.” TABPI’s editorial and design awards program, the Tabbie Awards, is open to English-language b2b publications in 40 countries, and encompasses 14 editorial and design categories.

I was among those recognized with an Honorable Mention award for Best Feature Article. The story I won for was "The Growing Need For Cyber Insurance," which was published in the Third Quarter 2023 issue of Wealth Management Magazine.

2023-08-17 - WM - The Growing Need For Cyber Insurance

https://www.wealthmanagement.com/technology/growing-need-cyber-insurance

"How business journalists can build a career in the trade press"

 

I was quoted by Naomi DuBovis in her article, "How business journalists can build a career in the trade press," which was published Aug. 15, 2024 by the Reynolds Center for Business Journalism.

Financial Planning Magazine - Reporter

 

Since July 8, 2024, I have been a Reporter for Financial Planning Magazine.

Here is my author page: https://www.financial-planning.com/author/rob-burgess

And here is the complete story list:

2024-07-10 - FP - Paying off mortgages into retirement may make sense, advisors say

https://www.financial-planning.com/news/paying-off-mortgages-into-retirement-may-make-sense-advisors-say

2024-07-11 - FP - Social Security COLA expected to be lower in 2025, analyst predicts

https://www.financial-planning.com/news/smaller-social-security-cola-in-2025-analyst-predicts

2024-07-15 - FP - Auto enrollment in retirement plans can spur savings, but at what cost

https://www.financial-planning.com/news/auto-enrollment-in-retirement-plans-can-spur-savings-but-at-what-cost

2024-07-17 - FP - Advising members of devout religious communities comes with perks and challenges

https://www.financial-planning.com/news/working-with-members-of-devout-religious-communities-comes-with-perks-and-challenges-advisors-say

2024-07-17 - FP - Ask an Advisor - Is it a good idea for financial planners to hire an advisor for their own families

https://www.financial-planning.com/list/ask-an-advisor-is-it-a-good-idea-for-financial-planners-to-hire-an-advisor-for-their-own-families

2024-07-18 - FP - What values-based investing means to religious clients can vary widely

https://www.financial-planning.com/news/what-values-based-investing-means-to-religious-clients-can-vary-widely

2024-07-19 - FP - FINRA plans to raise regulatory fees to stem losses

https://www.financial-planning.com/news/finra-plans-to-raise-regulatory-fees-to-stem-losses

2024-07-22 - FP - How financial advisors navigate working with clients across the political spectrum

https://www.financial-planning.com/news/how-financial-advisors-navigate-working-with-clients-across-the-political-spectrum

2024-07-23 - FP - Career changers reflect on the many paths into financial planning — and offer advice on making the switch

https://www.financial-planning.com/news/career-changers-reflect-on-their-paths-to-becoming-financial-advisors-offer-advice-to-others

2024-07-24 - FP - The rewards financial advisors find working with niche clients

https://www.financial-planning.com/news/financial-advisors-who-serve-a-unique-niche-find-specialization-rewarding

2024-07-25 - FP - Raymond James' wealth unit again posts record profits, assets

https://www.financial-planning.com/news/raymond-james-wealth-unit-again-posts-record-profits-assets

2024-07-26 - FP - Giving student-athletes a running start through financial literacy

https://www.financial-planning.com/news/giving-student-athletes-a-running-start-through-financial-literacy

2024-07-29 - FP - The 15 most expensive retirement cities in the U.S.

https://www.financial-planning.com/list/the-15-most-expensive-retirement-cities-in-the-u-s

2024-07-30 - FP - Ask an Advisor - How can I help clients retire to, not from, something (Part 1)

https://www.financial-planning.com/list/ask-an-advisor-how-can-i-help-clients-retire-to-not-from-something-part-1

2024-07-31 - FP - Clients value trustworthiness above all else when choosing an advisor — here's how advisors build that trust

https://www.financial-planning.com/news/clients-value-trustworthiness-above-all-else-when-choosing-a-financial-advisor

2024-08-01 - FP - What advisors (and their clients) can learn from celebrity estate debacles

https://www.financial-planning.com/news/what-estate-debacles-of-aretha-franklin-james-caan-and-tony-bennett-can-teach-the-rest-of-us

2024-08-02 - FP - How advisors can best serve clients who are new widows or widowers

https://www.financial-planning.com/news/how-advisors-can-serve-clients-who-are-new-widows-or-widowers

2024-08-05 - FP - Ask an Advisor - How can I help clients retire to, not from, something - Part 2

https://www.financial-planning.com/list/ask-an-advisor-how-can-i-help-clients-retire-to-not-from-something-part-2

2024-08-06 - FP - Proactive comms can keep jittery clients from blowing up inboxes during market turns

https://www.financial-planning.com/news/proactive-communication-during-market-downturns-can-ease-nervous-clients

2024-08-08 - FP - A proactive approach to long-term care planning can pay off for clients

https://www.financial-planning.com/news/a-proactive-approach-to-long-term-care-planning-can-pay-off-for-clients

2024-08-09 - FP - Compound Planning's tech-driven approach fuels 80% AUM growth in one year

https://www.financial-planning.com/news/compound-plannings-tech-driven-approach-fuels-80-aum-growth-in-under-a-year

2024-08-13 - FP - Crux Wealth Advisors launches with $1B in AUM, more on the way

https://www.financial-planning.com/news/crux-wealth-advisors-launches-with-1b-in-aum

2024-08-13 - FP - The 20 ETFs with the biggest inflows of July 2024

https://www.financial-planning.com/list/the-20-etfs-with-the-biggest-inflows-of-july-2024

2024-08-14 - FP - Falling inflation figures could mean an even smaller Social Security COLA in 2025

https://www.financial-planning.com/news/falling-inflation-figures-could-mean-an-even-smaller-social-security-cola-in-2025

Reprinted in Employee Benefit News:

https://www.benefitnews.com/news/falling-inflation-figures-could-mean-an-even-smaller-social-security-cola-in-2025

2024-08-15 - FP - The 20 ETFs with the biggest outflows of July 2024

https://www.financial-planning.com/list/the-20-etfs-with-the-biggest-outflows-of-july-2024

2024-08-16 - FP - How the Fed's expected interest rate cut may affect client portfolios

https://www.financial-planning.com/news/how-the-expected-federal-reserve-interest-rate-cut-may-affect-client-portfolios

2024-08-19 - FP - Harris vs. Trump - What financial advisors are watching in their economic proposals

https://www.financial-planning.com/news/harris-and-trump-offer-differing-economic-proposals-and-financial-advisors-take-note

2024-08-20 - FP - The top 20 small-cap ETFs of the past decade

https://www.financial-planning.com/list/the-top-20-small-cap-etfs-of-the-past-decade

2024-08-21 - FP - Market volatility and a contentious election year caused advisor confidence to plummet

https://www.financial-planning.com/news/volatility-election-uncertainty-reduce-financial-advisor-confidence

2024-08-22 - FP - How financial advisors can assist clients in successfully navigating career changes

https://www.financial-planning.com/news/how-financial-advisors-can-assist-clients-in-successfully-navigating-a-career-change

Reprinted in Employee Benefit News:

https://www.benefitnews.com/news/how-financial-advisers-can-assist-clients-in-successfully-navigating-career-changes

2024-08-23 - FP - Ask an Advisor - Advising couples with ESG investing when they disagree

https://www.financial-planning.com/list/ask-an-advisor-advising-couples-with-esg-investing-when-they-disagree

2024-08-26 - FP - The Ladder - How patience paid off for the founder of an RIA that serves tech professionals

https://www.financial-planning.com/news/eric-franklin-of-prospero-wealth-on-recognizing-the-difference-between-one-way-and-two-way-door-decisions

2024-08-27 - FP - Back-to-school is a reminder for financial advisors to review clients' educational savings goals

https://www.financial-planning.com/news/back-to-school-is-a-reminder-for-financial-advisors-to-review-clients-educational-savings-goals

2024-08-28 - FP - Global economy slowing, but not in recession, says report

https://www.financial-planning.com/news/global-economy-slowing-but-not-in-recession-says-report

2024-08-29 - FP - How advisors help clients plan for pricey wedding tabs

https://www.financial-planning.com/news/how-advisors-help-clients-plan-for-this-wedding-season

2024-08-30 - FP - How advisors can protect older clients from financial scams

https://www.financial-planning.com/news/how-advisors-can-protect-elderly-clients-from-being-scammed

2024-09-03 - FP - Ask an Advisor - How to coordinate with outside professionals

https://www.financial-planning.com/list/ask-an-advisor-how-to-coordinate-with-outside-professionals

2024-09-05 - FP - Reduce client regrets on retirement savings with these tips

https://www.financial-planning.com/news/rolling-past-roadblocks-to-reduce-retirement-regrets

2024-09-05 - FP - 2024 Innovation Awards - Innovation in Lead Generation Technology — WEALTHAWK

https://www.financial-planning.com/news/2024-financial-planning-innovation-award-for-lead-generation-goes-to-wealthawk

2024-09-05 - FP - Former athletes can win big by tackling careers in financial advice

https://www.financial-planning.com/news/the-highs-and-lows-of-athletes-becoming-financial-advisors

2024-09-06 - FP - Financial planning as a perk opens doors for advisors

https://www.financial-planning.com/news/financial-planning-becoming-more-popular-employer-perk

2024-09-09 - FP - The Ladder - Peter Krull's Ph.D and SRI moments

https://www.financial-planning.com/news/peter-krull-on-aligning-investments-with-values-the-ladder

2024-09-10 - FP - How financial advisors are using AI — and what their clients think about it

https://www.financial-planning.com/news/how-financial-advisors-use-ai-in-their-practices-and-how-clients-feel-about-it

2024-09-11 - FP - How advisors can ease client fears of outliving retirement income

https://www.financial-planning.com/news/how-advisors-can-ease-client-fears-of-outliving-retirement-income

Reprinted in Employee Benefit News:

https://www.benefitnews.com/news/rolling-past-roadblocks-to-reduce-retirement-regrets

2024-09-12 - FP - This auto-IRA retirement bill has hope if Democrats win the House

https://www.financial-planning.com/news/if-democrats-retake-house-this-auto-ira-retirement-bill-could-pass

2024-09-16 - FP - Prudential kicks off advisor program to better serve Hispanic clients

https://www.financial-planning.com/news/prudential-kicks-off-advisor-program-to-better-serve-hispanic-clients

2024-09-17 - FP - How advisors should communicate the expected Fed rate cut to clients

https://www.financial-planning.com/news/how-advisors-can-talk-about-the-fed-rate-cut-with-clients

2024-09-18 - FP - As Fed announces half-point rate drop, advisors change investment strategies

https://www.financial-planning.com/news/how-advisors-are-changing-investment-strategies-as-the-fed-begins-lowering-rates

2024-09-18 - FP - Advisor strategies for optimizing cash management

https://www.financial-planning.com/news/advisor-strategies-for-optimizing-cash-management

2024-09-19 - FP - The most overlooked aspect of estate planning, and how to address it

https://www.financial-planning.com/news/digital-assets-are-often-overlooked-in-estate-planning

2024-09-20 - FP - Ask an Advisor - What is the time frame in which you analyze an investment?

https://www.financial-planning.com/list/ask-an-advisor-what-is-the-time-frame-in-which-you-analyze-an-investment

2024-09-23 - FP - The top 20 technology funds of the decade

https://www.financial-planning.com/list/the-top-20-technology-funds-of-the-decade

2024-09-25 - FP - Financial advisors' confidence in the economy still shaky as election looms

https://www.financial-planning.com/news/advisor-confidence-improves-slightly-but-still-down-for-year-as-election-anxiety-remains

2024-09-26 - FP - Goldman study emphasizes the power of a retirement plan

https://www.financial-planning.com/news/helping-retirement-savers-plan-encourages-stability-and-satisfaction

Re-printed in Employee Benefit News:

https://www.benefitnews.com/news/helping-retirement-savers-plan-encourages-stability-and-satisfaction

2024-09-26 - FP - The Ladder - How owning an error led to career growth for Andree Mohr

https://www.financial-planning.com/news/the-ladder-how-owning-an-error-led-to-career-growth-for-andree-mohr

2024-09-27 - FP - Majority of wealthy investors plan portfolio changes ahead of election, UBS finds

https://www.financial-planning.com/news/majority-of-wealthy-investors-plan-portfolio-changes-ahead-of-election-ubs-finds

2024-09-30 – FP - Ask an Advisor - Positioning investment management in a financial planning world

https://www.financial-planning.com/list/ask-an-advisor-positioning-investment-management-in-a-financial-planning-world

2024-10-01 - FP - Business owners decidedly keep estate plans quiet — here's why

https://www.financial-planning.com/news/business-owners-decidedly-keep-estate-plans-quiet-heres-why

2024-10-02 - FP - Skeptical on Social Security, younger workers shift to personal retirement accounts

https://www.financial-planning.com/news/skeptical-on-social-security-younger-workers-shift-to-personal-retirement-accounts

2024-10-03 - FP - Why clients would rather talk politics than money with their kids

https://www.financial-planning.com/news/why-clients-would-rather-talk-politics-than-money-with-their-kids

2024-10-04 - FP - Single-stock ETFs a double-edged sword

https://www.financial-planning.com/news/single-stock-etfs-a-double-edged-sword

Wealth Management Magazine - Technology Reporter

 

From October 2022 to July 2024, I was Technology Reporter for Wealth Management Magazine. Check out my author page here.

2022-10-07 - WM - LPL Pulls $1B Firm From Merrill Lynch

https://www.wealthmanagement.com/industry/lpl-pulls-1b-firm-merrill-lynch

2022-10-18 - WM - Merrill Eyes Digital Marketing to Fuel Organic Advisor Growth

https://www.wealthmanagement.com/industry/merrill-eyes-digital-marketing-fuel-organic-advisor-growth

2022-10-19 - WM - Many Investors Aren’t Preparing For Great Wealth Transfer | Wealth Management

https://www.wealthmanagement.com/high-net-worth/ubs-report-many-investors-aren-t-preparing-successful-wealth-transfer

2022-10-24 - WM - Fidelity Pilots Direct Indexing Offering for Advisors

https://www.wealthmanagement.com/equities/fidelity-pilots-direct-indexing-offering-advisors

2022-10-27 - WM - Schwab-TDAI 'Conversion Event' Slated for Labor Day Weekend 2023

https://www.wealthmanagement.com/technology/schwab-tdai-conversion-event-slated-labor-day-weekend-2023

2022-11-01 - WM - Ten to Watch in 2023 - Marcel Tsai

https://www.wealthmanagement.com/people/ten-watch-2023-marcel-tsai

(This story was re-published in the October-November 2022 edition of Wealth Management Magazine.)

2022-11-01 - WM - Ten to Watch in 2023 - Laxmi Ramanath

https://www.wealthmanagement.com/people/ten-watch-2023-laxmi-ramanath

(This story was re-published in the October-November 2022 edition of Wealth Management Magazine.)

2022-11-02 - WM - Schwab Presents Detailed Time Line for TD Ameritrade Integration

https://www.wealthmanagement.com/industry/schwab-presents-detailed-time-line-td-ameritrade-integration

2022-11-03 - WM - Morningstar Debuts Direct Indexing Offering

https://www.wealthmanagement.com/equities/morningstar-debuts-direct-indexing-offering

2022-11-07 - WM - Taiber Launches Taiko, an OCIO for Financial Advisors

https://www.wealthmanagement.com/news/taiber-launches-taiko-ocio-financial-advisors

2022-11-08 - WM - J.D. Power - Largest Asset Managers Dominate in Advisor Digital Experience

https://www.wealthmanagement.com/news/jd-power-largest-asset-managers-dominate-advisor-digital-experience

2022-11-15 - WM - Snappy Kraken Expands Convos Texting Platform to Broker-Dealers

https://www.wealthmanagement.com/technology/snappy-kraken-expands-convos-texting-platform-brokerdealers

2022-11-29 - WM - Skience Rolls Out RightBRIDGE Integration

https://www.wealthmanagement.com/technology/skience-rolls-out-rightbridge-integration

2022-12-08 - WM - Savvly Introduces Pooled Equity Index Fund for Retirement Planning

https://www.wealthmanagement.com/alternative-investments/savvly-introduces-pooled-equity-index-fund-retirement-planning

2022-12-09 - WM - Dynasty Names Bob Shea New Chief Investment Strategist

https://www.wealthmanagement.com/people/dynasty-names-bob-shea-new-chief-investment-strategist

2022-12-20 - WM - WealthStack Research Reveals Big Gaps in How Advisory Firms Use Tech

https://www.wealthmanagement.com/technology/wealthstack-research-reveals-big-gaps-how-advisory-firms-use-tech

2022-12-23 - WM - Alts and Advisors - A Mixed Bag

https://www.wealthmanagement.com/alternative-investments/alts-and-advisors-mixed-bag

2023-01-17 - YCharts - WM - With An Eye On Fees And Returns, More Clients Are Looking For a New Advisor

https://www.wealthmanagement.com/industry/ycharts-eye-fees-and-returns-more-clients-are-looking-new-advisor

2023-01-19 - WM - FNZ Expanding US Footprint With YieldX Acquisition

https://www.wealthmanagement.com/technology/fnz-expanding-us-footprint-yieldx-acquisition

2023-01-20 - WM - Advisor-Finder Zoe Financial Launches Wealth Platform

https://www.wealthmanagement.com/technology/advisor-finder-zoe-financial-launches-wealth-platform

2023-01-25 - WM - WealthStack Roundup: Asset-Map Partners With Cetera; Elements Receives $5M in Funding; Lumiant Partners With DMW Strategic Consulting

https://www.wealthmanagement.com/technology/wealthstack-roundup-asset-map-partners-cetera-elements-receives-5m-funding-lumiant

2023-01-26 - WM - Raymond James Adds Advisors, Despite Recruiting Challenges

https://www.wealthmanagement.com/news/raymond-james-adds-advisors-despite-recruiting-challenges

2023-01-31 - WM - Survey - Financial Advisors Have Larger Role to Play in Clients' Retirement Planning

https://www.wealthmanagement.com/retirement-news/survey-financial-advisors-have-larger-role-play-clients-retirement-planning

2023-01-31 - WM - Gavin Spitzner, Popular and Outspoken Advisor Tech Consultant, Dies at 57

https://www.wealthmanagement.com/people/gavin-spitzner-popular-and-outspoken-advisor-tech-consultant-dies-57

2023-02-01 - WM - Pontera Announces Integration With Envestnet's Tamarac Platform

https://www.wealthmanagement.com/technology/pontera-announces-integration-envestnets-tamarac-platform

2023-02-03 - WM - WealthStack Roundup - Orion Partners With FFP; Morningstar and TIFIN Enhance AI-Powered Platform; eMoney Responds to SECURE 2.0 Tax Changes

https://www.wealthmanagement.com/technology/wealthstack-roundup-orion-partners-ffp-morningstar-and-tifin-enhance-ai-powered-platform

2023-02-07 - WM - Conquest Planning Secures $17.8M in Series A Funding

https://www.wealthmanagement.com/technology/conquest-planning-secures-178m-series-funding

2023-02-08 - WM - Asset-Map Announces $6M in Series B Funding

https://www.wealthmanagement.com/technology/asset-map-announces-6m-series-b-funding

2023-02-10 - WM - Wealthstack Roundup - Opto Investments Teams With Merchant on Alts

https://www.wealthmanagement.com/technology/wealthstack-roundup-opto-investments-teams-merchant-alts

2023-02-16 - WM - Betterment Lays Off 28 Employees

https://www.wealthmanagement.com/technology/betterment-lays-28-employees

2023-02-22 - WM - Avantax Announces $1.7B in Newly Recruited Assets in 2022

https://www.wealthmanagement.com/news/avantax-announces-17b-newly-recruited-assets-2022

2023-02-23 - WM - Orion Advisor Academy Debuts

https://www.wealthmanagement.com/news/orion-advisor-academy-debuts

2023-02-28 - WM - Orion Launches Compliance Tool With Share Class Monitoring

https://www.wealthmanagement.com/technology/orion-launches-compliance-tool-share-class-monitoring

2023-03-03 - WM - Orion Debuts New Direct Indexing Workflow

https://www.wealthmanagement.com/technology/orion-debuts-new-direct-indexing-workflow

2023-03-09 - WM - For Wealthtech Firms And Advisors, AI Has Entered The Chat

https://www.wealthmanagement.com/technology/wealthtech-firms-and-advisors-ai-has-entered-chat

2023-03-10 - WM - Q&A - Joel Bruckenstein on What to Expect at T3

https://www.wealthmanagement.com/technology/qa-joel-bruckenstein-what-expect-t3

2023-03-14 - WM - T3 - Cybersecurity Adoption Still ‘Woefully Low’

https://www.wealthmanagement.com/technology/t3-cybersecurity-adoption-still-woefully-low

2023-03-15 - WM - T3 - Rise of the Machines

https://www.wealthmanagement.com/technology/t3-rise-machines

2023-03-22 - WM - Executive Shake-Up at Skience

https://www.wealthmanagement.com/people/executive-shake-skience

2023-03-23 - WM - GeoWealth Acquires First Ascent Asset Management

https://www.wealthmanagement.com/industry/geowealth-acquires-first-ascent-asset-management

2023-03-29 - WM - Q&A - Robert Sofia, CEO of Snappy Kraken

https://www.wealthmanagement.com/marketing/qa-robert-sofia-ceo-snappy-kraken

2023-03-31 - WM - Taiko Debuts Strategy Gallery

https://www.wealthmanagement.com/technology/taiko-debuts-strategy-gallery

2023-03-31 - WM - WealthStack Roundup - Orion, Riskalyze Announce 'Enhanced Integration'

https://www.wealthmanagement.com/technology/wealthstack-roundup-orion-riskalyze-announce-enhanced-integration

2023-04-03 - WM - Acorns Acquires GoHenry, Pixpay

https://www.wealthmanagement.com/technology/acorns-acquires-gohenry-pixpay

2023-04-04 - WM - Flourish Cash Announces Redtail Technology Integration

https://www.wealthmanagement.com/technology/flourish-cash-announces-redtail-technology-integration

2023-04-07 - WM - SMArtX Advisory Solutions Adds 54 Strategies to UMA Platform

https://www.wealthmanagement.com/equities/smartx-advisory-solutions-adds-54-strategies-uma-platform

2023-04-11 - WM - More SVB Advisors Depart After Bank’s Collapse

https://www.wealthmanagement.com/industry/more-svb-advisors-depart-after-bank-s-collapse

(This story was written by Reporter Patrick Donachie, and Managing Editor Diana Britton and Reporter Rob Burgess contributed to this report.)

2023-04-12 - WM - More First Republic Advisors Depart

https://www.wealthmanagement.com/people/more-first-republic-advisors-depart

2023-04-13 - WM - Four More SVB Advisors Join Cynosure Wealth Advisors

https://www.wealthmanagement.com/industry/four-more-svb-advisors-join-cynosure-wealth-advisors

(This story was written by Reporter Patrick Donachie and Managing Editor Diana Britton and Reporter Rob Burgess contributed to this report.)

2023-04-13 - WM - Alts Tech Platform Opto Investments Forms Advisory Council

https://www.wealthmanagement.com/alternative-investments/alts-tech-platform-opto-investments-forms-advisory-council

2023-04-18 - WM - Absolute Engagement Tech Tracks Client Confidence and Concerns

https://www.wealthmanagement.com/technology/absolute-engagement-tech-tracks-client-confidence-and-concerns

2023-04-21 - WM - WealthStack Roundup - Hearsay Systems Becomes The Latest And Largest MarTech Firm To Embrace AI

https://www.wealthmanagement.com/technology/wealthstack-roundup-hearsay-systems-becomes-latest-and-largest-martech-firm-embrace-ai

2023-05-10 - WM - Orion Debuts ChatGPT 3.5 Integration, ‘Redtail Speak’

https://www.wealthmanagement.com/technology/orion-debuts-chatgpt-35-integration-redtail-speak

2023-05-12 - WM - WealthStack Roundup - Vestwell To Support Chase’s Everyday 401(k)

https://www.wealthmanagement.com/technology/wealthstack-roundup-vestwell-support-chase-s-everyday-401k

2023-05-17 - WM - Income Lab Debuts Retirement Stress Test Tool

https://www.wealthmanagement.com/technology/income-lab-debuts-retirement-stress-test-tool

2023-05-17 - WM - Cetera Financial Parent Company Names Former Fidelity Executive Mike Durbin CEO

https://www.wealthmanagement.com/people/cetera-financial-parent-company-names-former-fidelity-executive-mike-durbin-ceo

2023-05-22 - WM - Eric Clarke To Step Down As Orion CEO

https://www.wealthmanagement.com/technology/eric-clarke-step-down-orion-ceo

2023-05-23 - WM - Vamsi Yadlapati Joins Savvy Wealth’s Board of Advisors

https://www.wealthmanagement.com/estate-planning/portability-and-second-marriages

2023-05-24 - WM - tru Independence Debuts truView Platform

https://www.wealthmanagement.com/technology/tru-independence-debuts-truview-platform

2023-05-24 - WM - Q&A - Mike Durbin, CEO of Cetera Holdings

https://www.wealthmanagement.com/industry/qa-mike-durbin-ceo-cetera-holdings

2023-05-26 - WM - WealthStack Roundup - Nitrogen Survey Notes Attributes of High-Growth Firms

https://www.wealthmanagement.com/technology/wealthstack-roundup-nitrogen-survey-notes-attributes-high-growth-firms

2023-06-02 - WM - WealthStack Roundup - Hearsay Social Study Reveals Increased Engagement, Shifts in Types of Content

https://www.wealthmanagement.com/technology/wealthstack-roundup-hearsay-social-study-reveals-increased-engagement-shifts-types

2023-06-05 - WM - The Minds Behind the Machines - Jan Szilagyi, Toggle AI

https://www.wealthmanagement.com/technology/minds-behind-machines-jan-szilagyi-toggle-ai

2023-06-05 - WM - Advisors Glimpse the Promise, and Peril, of AI

https://www.wealthmanagement.com/technology/advisors-glimpse-promise-and-peril-ai

2023-06-08 - WM - Schwab Personalized Indexing Receives Upgrades

https://www.wealthmanagement.com/technology/schwab-personalized-indexing-receives-upgrades

2023-06-09 - WM - TIFIN AMP Spinoff Raises $10M in Series A Funding

https://www.wealthmanagement.com/technology/tifin-amp-spinoff-raises-10m-series-funding

2023-06-13 - WM - F2 Strategy Acquires Oakbrook Solutions, Receives Investment From Renovus Capital

https://www.wealthmanagement.com/technology/f2-strategy-acquires-oakbrook-solutions-receives-investment-renovus-capital

2023-06-14 - WM - Alternative Investments Platform iCapital Launches Marketplace

https://www.wealthmanagement.com/alternative-investments/alternative-investments-platform-icapital-launches-marketplace

2023-06-15 - WM - WealthStack Roundup - EU Passes Artificial Intelligence Act

https://www.wealthmanagement.com/technology/wealthstack-roundup-eu-passes-artificial-intelligence-act

2023-06-23 - WM - Fidelity 'Crypto for Wealth Managers' Coming Within Months, Company Confirms

https://www.wealthmanagement.com/technology/fidelity-crypto-wealth-managers-coming-within-months-company-confirms

2023-06-27 - WM - Wealth.com Debuts ‘Ester,’ an AI-Powered Estate Planning Legal Assistant for Advisors

https://www.wealthmanagement.com/technology/wealthcom-debuts-ester-ai-powered-estate-planning-legal-assistant-advisors

2023-06-29 - WM - WealthStack Roundup - Salesforce Launches Personalized Financial Engagement With Gen AI Capabilities

https://www.wealthmanagement.com/technology/wealthstack-roundup-salesforce-launches-personalized-financial-engagement-gen-ai

2023-06-30 - WM - Most Advisors Planned for Student Loan Payments, Despite Biden Plan

https://www.wealthmanagement.com/industry/most-advisors-planned-student-loan-payments-despite-biden-plan

2023-07-06 - WM - 30M People Joined Threads Overnight. Will Advisors Get on Board

https://www.wealthmanagement.com/technology/30m-people-joined-threads-overnight-will-advisors-get-board

2023-07-07 - WM - Q and A - Orion CEO Eric Clarke on a Replacement, Retirement and the Future

https://www.wealthmanagement.com/people/qa-orion-ceo-eric-clarke-replacement-retirement-and-future

2023-07-11 - WM - Helios Introduces Custom Sleeving Capabilities

https://www.wealthmanagement.com/technology/helios-introduces-custom-sleeving-capabilities

2023-07-12 - WM - AI Will Heighten Cybersecurity Risks for RIAs

https://www.wealthmanagement.com/technology/ai-will-heighten-cybersecurity-risks-rias

2023-07-19 - WM - Schwab’s Stock Up Nearly 13 Percent As Cash Outflows Decelerate

https://www.wealthmanagement.com/industry/schwab-s-stock-nearly-13-cash-outflows-decelerate

2023-07-25 - WM - Milemarker’s 'Charter' Brings Outsourced CTO Service To Advisors

https://www.wealthmanagement.com/technology/milemarker-s-charter-brings-outsourced-cto-service-advisors

2023-07-26 - WM - Q and A - Alex Sauickie, CEO of AdvicePay

https://www.wealthmanagement.com/people/qa-alex-sauickie-ceo-advicepay

2023-07-28 - WM - TIFIN Launches TIFIN.AI Platform

https://www.wealthmanagement.com/technology/tifin-launches-tifinai-platform

2023-08-03 - WM - WealthStack Roundup - TIFIN Announces Executive Hires

https://www.wealthmanagement.com/wealthstack/wealthstack-roundup-tifin-announces-executive-hires

2023-08-10 - WM - WealthStack Roundup - GeoWealth, Halo Investing Partnership Offers Structured Note Portfolios In UMAs

https://www.wealthmanagement.com/technology/wealthstack-roundup-geowealth-halo-investing-partnership-offers-structured-note

(This story was co-written by reporter Rob Burgess and senior technology editor Davis Janowski.)

2023-08-17 - WM - The Growing Need For Cyber Insurance

https://www.wealthmanagement.com/technology/growing-need-cyber-insurance

(This story was re-published in the Third Quarter 2023 issue of Wealth Management Magazine.)

2023-08-18 - WM - WealthStack Roundup - Apex Integrates With Startup AdvisorArch

https://www.wealthmanagement.com/wealthstack/wealthstack-roundup-apex-integrates-startup-advisorarch

(This story was co-written by reporter Rob Burgess and senior technology editor Davis Janowski.)

2023-08-18 - WM - Securitize Acquires Onramp Invest

https://www.wealthmanagement.com/technology/securitize-acquires-onramp-invest

2023-08-22 - WM - Snappy Kraken Unveils AI-Powered Email Builder

https://www.wealthmanagement.com/news/snappy-kraken-unveils-ai-powered-email-builder

2023-08-24 - WM - Q and A - H. Adam Holt, Founder and CEO of Asset-Map

https://www.wealthmanagement.com/news/qa-h-adam-holt-founder-and-ceo-asset-map

2023-09-01 - WM - Advisors Express Cautious Optimism Ahead Of Schwab, TD Ameritrade Labor Day Account Conversion

https://www.wealthmanagement.com/technology/advisors-express-cautious-optimism-ahead-schwab-td-ameritrade-labor-day-account

(This story was co-written by reporter Rob Burgess and senior technology editor Davis Janowski.)

2023-09-05 - WM - Schwab Reports No Major Issues After Labor Day Weekend TD Ameritrade Conversion

https://www.wealthmanagement.com/industry/schwab-reports-no-major-issues-after-labor-day-weekend-td-ameritrade-conversion

2023-09-08 - WM - WealthStack Roundup - FP Alpha Releases P and C Snapshot, Which Summarizes Client Insurance Coverage

https://www.wealthmanagement.com/technology/wealthstack-roundup-fp-alpha-releases-pc-snapshot-which-summarizes-client-insurance

2023-09-08 - WM - Opto Investments Introduces Custom Funds Capabilities

https://www.wealthmanagement.com/alternative-investments/opto-investments-introduces-custom-funds-capabilities

2023-09-11 - WM - Morningstar Launches Enterprise Analytics Platforms and API For Mo Chatbot

https://www.wealthmanagement.com/technology/morningstar-launches-enterprise-analytics-platforms-and-api-mo-chatbot

2023-09-15 - WM - Morningstar to Cut Up to 12% of Sustainanalytics ESG Unit

https://www.wealthmanagement.com/industry/morningstar-cut-12-sustainanalytics-esg-unit

2023-09-15 - WM - Future Proof Roundup - AI Takes the Main Stage

https://www.wealthmanagement.com/industry/future-proof-roundup-ai-takes-main-stage

2023-09-19 - WM - PE Firm Carlyle Takes Minority Investment in Captrust

https://www.wealthmanagement.com/ria-edge/pe-firm-carlyle-takes-minority-investment-captrust

(Reporter Ali Hibbs contributed to this report.)

2023-09-21 - WM - WealthStack Roundup - AI @ Morgan Stanley Assistant Now Live

https://www.wealthmanagement.com/technology/wealthstack-roundup-ai-morgan-stanley-assistant-now-live

2023-09-25 - WM - Shaping Wealth to Hold Its First Behavioral Finance-Focused Virtual Event

https://www.wealthmanagement.com/news/shaping-wealth-hold-its-first-behavioral-finance-focused-virtual-event

2023-09-26 - WM - New Jersey Selects Vestwell For Its Secure Choice Savings Program

https://www.wealthmanagement.com/retirement-news/new-jersey-selects-vestwell-its-secure-choice-savings-program

2023-09-28 - WM - Wealth.com Adds Brian Hamburger as Strategic Advisor

https://www.wealthmanagement.com/news/wealthcom-adds-brian-hamburger-strategic-advisor

2023-09-29 - WM - WealthStack Roundup - Farther Raises $31M

https://www.wealthmanagement.com/technology/wealthstack-roundup-farther-raises-31m

(This story was co-written by reporter Rob Burgess and senior technology editor Davis Janowski.)

2023-10-04 - WM - Snappy Kraken Unveils Nitrogen Lead Generation Campaign

https://www.wealthmanagement.com/technology/snappy-kraken-unveils-nitrogen-lead-generation-campaign

2023-10-04 - WM - Daniel Crosby - Relationships Are Priceless, Finding True Connection Difficult

https://www.wealthmanagement.com/industry/daniel-crosby-relationships-are-priceless-finding-true-connection-difficult

2023-10-04 - WM - Nitrogen CEO Aaron Klein Looks To The Future

https://www.wealthmanagement.com/industry/nitrogen-ceo-aaron-klein-looks-future

2023-10-04 - WM - Serial Entrepreneur Joe Lonsdale on Breaking Into the RIA Market

https://www.wealthmanagement.com/people/serial-entrepreneur-joe-lonsdale-breaking-ria-market

2023-10-05 - WM - The Effects of Scale, Complexity and Technology on Growth and M and A

https://www.wealthmanagement.com/technology/effects-scale-complexity-and-technology-growth-and-ma

2023-10-06 - WM - WealthStack Roundup - Apex To Launch Fractional Fixed Income Platform

https://www.wealthmanagement.com/technology/wealthstack-roundup-apex-launch-fractional-fixed-income-platform

2023-10-09 - WM - Q and A - Pamela Cytron, President of Founders Arena

https://www.wealthmanagement.com/technology/qa-pamela-cytron-president-founders-arena

2023-10-16 - WM - eMoney Summit - Planning With Inclusion

https://www.wealthmanagement.com/client-relations/emoney-summit-planning-inclusion

2023-10-17 - WM - Growth Platform Practice Intel Officially Launches

https://www.wealthmanagement.com/technology/growth-platform-practice-intel-officially-launches

2023-10-17 - WM - FinanceHQ Emerges From Stealth Mode

https://www.wealthmanagement.com/technology/financehq-emerges-stealth-mode

2023-10-17 - WM - eMoney Unveils Product Roadmap At Summit

https://www.wealthmanagement.com/technology/emoney-unveils-product-roadmap-summit

2023-10-18 - WM - Sallie Krawcheck's Five Life Lessons

https://www.wealthmanagement.com/people/sallie-krawchecks-five-life-lessons

2023-10-19 - WM - Making a Difference Through Pro Bono Financial Planning

https://www.wealthmanagement.com/industry/making-difference-through-pro-bono-financial-planning

2023-10-20 - WM - Equity Advisor Solutions, ETC Brokerage Combine to Create New Custodian

https://www.wealthmanagement.com/industry/equity-advisor-solutions-etc-brokerage-combine-create-new-custodian

2023-10-24 - WM - Q and A - Hailin Li, CEO and Founder of Advyzon

https://www.wealthmanagement.com/technology/qa-hailin-li-ceo-and-founder-advyzon

2023-11-02 - WM - Elements Unveils New RIA Partnership Model

https://www.wealthmanagement.com/technology/elements-unveils-new-ria-partnership-model

2023-11-03 - WM - Using Technology To Become A ‘Cyborg’ Advisor

https://www.wealthmanagement.com/technology/using-technology-become-cyborg-advisor

2023-11-03 - WM - While Tech Integration Will Never Be Perfect, AI Could Help

https://www.wealthmanagement.com/technology/while-tech-integration-will-never-be-perfect-ai-could-help

2023-11-07 - WM - Several Fintechs Unveil New Upgrades, Features, Integrations At AdviceTech.LIVE

https://www.wealthmanagement.com/news/several-fintechs-unveil-new-upgrades-features-integrations-advicetechlive

2023-11-08 - WM - How Technology Can Help Clients ‘Befriend Their Future Selves’

https://www.wealthmanagement.com/technology/how-technology-can-help-clients-befriend-their-future-selves

2023-11-14 - WM - Q and A - Philipp Hecker, CEO of Bento Engine

https://www.wealthmanagement.com/technology/qa-philipp-hecker-ceo-bento-engine

2023-11-14 - WM - Envestnet to Rollout Retirement Savings Program

https://www.wealthmanagement.com/retirement-news/envestnet-rollout-retirement-savings-program

2023-11-16 - WM - Helios Rolls Out Scheduling Features For Its Model Rebalancing

https://www.wealthmanagement.com/technology/helios-rolls-out-scheduling-features-its-model-rebalancing

2023-11-17 - WM - WealthStack Roundup - Farther Reaches $1.6B In AUM

https://www.wealthmanagement.com/technology/wealthstack-roundup-farther-reaches-16b-aum

(This story was co-written by reporter Rob Burgess and senior technology editor Davis Janowski.)

2023-11-30 - WM - Helios Integrates Machine Learning Into Its Investment Models

https://www.wealthmanagement.com/technology/helios-integrates-machine-learning-its-investment-models

2023-12-04 - WM - Hub International Acquires $2.3B AFS 401(k) Retirement Services

https://www.wealthmanagement.com/industry/hub-international-acquires-23b-afs-401k-retirement-services

2023-12-12 - WM - Altruist Adds Integrations With Orion, MoneyGuide and Others

https://www.wealthmanagement.com/technology/altruist-adds-integrations-orion-moneyguide-and-others

2023-12-18 - WM - The Ten to Watch in 2024 - Brian Thorp

https://www.wealthmanagement.com/people/ten-watch-2024-brian-thorp

(Also published in the fourth quarter of 2023 edition of Wealth Management Magazine.)

2023-12-18 - WM - The Ten to Watch in 2024 - Iraklis Kourtidis

https://www.wealthmanagement.com/people/ten-watch-2024-iraklis-kourtidis

(Also published in the fourth quarter of 2023 edition of Wealth Management Magazine.)

2023-12-22 - WM - Tech Trends In Wealth Management To Watch In 2024

https://www.wealthmanagement.com/technology/tech-trends-wealth-management-watch-2024

2024-01-03 - WM - Six Months After Threads’ Launch, Many Advisors Still Searching For An X Alternative

https://www.wealthmanagement.com/technology/six-months-after-threads-launch-many-advisors-still-searching-x-alternative

2024-01-05 - WM - TIFIN, Franklin Templeton To Launch TIFIN @Work

https://www.wealthmanagement.com/technology/tifin-franklin-templeton-launch-tifin-work

2024-01-08 - WM - What’s Next For Envestnet After Bill Crager

https://www.wealthmanagement.com/technology/what-s-next-envestnet-after-bill-crager

2024-01-11 - WM - Avise Financial, A Technology And Services Co-Op For Advisors, Launches

https://www.wealthmanagement.com/ria-news/avise-financial-technology-and-services-co-op-advisors-launches

2024-01-12 - WM - WealthStack Roundup - Reputation Management Platform Testimonial IQ To Debut Upgrades

https://www.wealthmanagement.com/technology/wealthstack-roundup-reputation-management-platform-testimonial-iq-debut-upgrades

2024-01-19 - WM - Most Advisors Lukewarm Toward SEC-Approved Spot Bitcoin ETFs

https://www.wealthmanagement.com/news/most-advisors-lukewarm-toward-sec-approved-spot-bitcoin-etfs

(This story was co-written by reporter Rob Burgess and managi.)

2024-01-23 - WM - Income Lab Carves Out 'Life Hub' One-Pager as Separate, Cheaper Tool

https://www.wealthmanagement.com/technology/income-lab-carves-out-life-hub-one-pager-separate-cheaper-tool

2024-01-24 - WM - Anthony Stich Leaves Entrustody

https://www.wealthmanagement.com/people/anthony-stich-leaves-entrustody

2024-01-25 - WM - T3: Rapid Uptick in Tax and Estate Planning Software By Advisors

https://www.wealthmanagement.com/technology/t3-rapid-uptick-tax-and-estate-planning-software-advisors

2024-01-29 - WM - Q&A - 55ip CEO Paul Gamble

https://www.wealthmanagement.com/technology/qa-55ip-ceo-paul-gamble

2024-01-31 - WM - Founders Arena Will Be Back For Second Season Of Its WealthTech Accelerator

https://www.wealthmanagement.com/technology/founders-arena-will-be-back-second-season-its-wealthtech-accelerator

2024-02-05 - WM - Kitces Podcast Sparks Debate on Google Reviews

https://www.wealthmanagement.com/industry/kitces-podcast-sparks-debate-google-reviews

2024-03-11 - WM - Ex-Osaic Employee Files Disability Discrimination Lawsuit Over COVID-19

https://www.wealthmanagement.com/people/ex-osaic-employee-files-disability-discrimination-lawsuit-over-covid-19

2024-03-13 - WM - Apex Continues To Make Moves To Compete With Big Three Custodians

https://www.wealthmanagement.com/technology/apex-continues-make-moves-compete-big-three-custodians

2024-03-15 - WM - WealthStack Roundup - Lead Gen Startup WealthFeed Raises $2M

https://www.wealthmanagement.com/wealthstack/wealthstack-roundup-lead-gen-startup-wealthfeed-raises-2m

2024-03-19 - WM - InvestCloud Joins Orion As Latest Advisor Tech Firm to Raise Prices

https://www.wealthmanagement.com/technology/investcloud-joins-orion-latest-advisor-tech-firm-raise-prices

2024-03-21 - WM - Shaping Wealth Develops AI-Powered Behavioral Finance Assistant

https://www.wealthmanagement.com/technology/shaping-wealth-develops-ai-powered-behavioral-finance-assistant

2024-03-25 - WM - Roger Hobby Named Executive Vice President For Empower Personal Wealth

https://www.wealthmanagement.com/people/roger-hobby-named-executive-vice-president-empower-personal-wealth

2024-04-03 - WM - 55ip CEO Paul Gamble to Step Down in September

https://www.wealthmanagement.com/technology/55ip-ceo-paul-gamble-step-down-september

2024-04-09 - WM - J.P. Morgan Asset Management Solutions Names New CIO of Tax Smart Strategies

https://www.wealthmanagement.com/news/jp-morgan-asset-management-solutions-names-new-cio-tax-smart-strategies

2024-04-09 - WM - Ron Carson Steps Down as Carson Group CEO

https://www.wealthmanagement.com/news/ron-carson-steps-down-carson-group-ceo

2024-04-11 - WM - Carson Group Names Dani Fava As Chief Strategy Officer

https://www.wealthmanagement.com/news/carson-group-names-dani-fava-chief-strategy-officer

2024-04-16 - WM - Merrill Reports Record Assets, Slower Pace of New Clients

https://www.wealthmanagement.com/industry/merrill-reports-record-assets-slower-pace-new-clients

2024-04-22 - WM - Ritholtz Wealth Management Opens Los Angeles Office

https://www.wealthmanagement.com/ria-news/ritholtz-wealth-management-opens-los-angeles-office

2024-04-23 - WM - Former Pro Baseball Player Will Advise NFLers

https://www.wealthmanagement.com/people/former-pro-baseball-player-will-advise-nflers

2024-04-25 - WM - WealthStack Roundup - Jeanette Kuda Named COO of TIFIN AG

https://www.wealthmanagement.com/technology/wealthstack-roundup-jeanette-kuda-named-coo-tifin-ag

2024-05-03 - WM - WealthStack Roundup - ‘Invent Village’ To Debut At Wealth Management EDGE 2024

https://www.wealthmanagement.com/wealthstack/wealthstack-roundup-invent-village-debut-wealth-management-edge-2024

2024-05-06 - WM - Focus Financial Merges Buckingham Strategic Wealth With The Colony Group

https://www.wealthmanagement.com/ria-news/focus-financial-merges-buckingham-strategic-wealth-colony-group

2024-05-08 - WM - AdvicePay Promotes Kelsey Lewis To President

https://www.wealthmanagement.com/people/advicepay-promotes-kelsey-lewis-president

2024-05-09 - WM - WealthStack Roundup - Advisor360° Adds GWN Securities as a Client

https://www.wealthmanagement.com/news/wealthstack-roundup-advisor360-adds-gwn-securities-client

2024-05-10 - WM - AlTi Tiedemann Global Acquires $3B Multi-family Office Envoi

https://www.wealthmanagement.com/ria-news/alti-tiedemann-global-acquires-3b-multi-family-office-envoi

(This story was co-written by reporter Rob Burgess and WMRE editorial director David Bodamer.)

2024-05-13 - WM - The AI Assembly at Wealth Management EDGE - The Future of AI

https://www.wealthmanagement.com/wealthstack/ai-assembly-wealth-management-edge-future-ai

2024-05-14 - WM - Wealth Management EDGE - With AI Prompt Engineering, It’s ‘Garbage In, Garbage Out’

https://www.wealthmanagement.com/wealthstack/wealth-management-edge-ai-prompt-engineering-it-s-garbage-garbage-out

2024-05-14 - WM - Wealth Management EDGE - Future Advisors Will Have to Pick Up Where AI Falls Short

https://www.wealthmanagement.com/wealthstack/wealth-management-edge-future-advisors-will-have-pick-where-ai-falls-short

2024-05-14 - WM - RIA Edge Live Blog - Selling Growth

https://www.wealthmanagement.com/ria-edge/ria-edge-live-blog-selling-growth

(This story was co-written by reporter Rob Burgess and reporters Patrick Donachie and Elaine Misonzhnik.)

2024-05-14 - WM - WealthStack Live Blog - All About AI

https://www.wealthmanagement.com/wealthstack/wealthstack-live-blog-all-about-ai

(This story was co-written by reporter Rob Burgess and reporter Elaine Misonzhnik.)

2024-05-15 - WM - Advisors - Go Ahead And Kick The Tires On AI

https://www.wealthmanagement.com/wealthstack/advisors-go-ahead-and-kick-tires-ai

2024-05-16 - WM - WealthStack - Using Technology, Automation To Remove Friction

https://www.wealthmanagement.com/wealthstack/wealthstack-using-technology-automation-remove-friction

2024-05-16 - WM - WealthStack - Meet Your Clients On Social Media In Your Own Voice

https://www.wealthmanagement.com/wealthstack/wealthstack-meet-your-clients-social-media-your-own-voice

2024-05-20 - WM - WealthStack - Marketing Is An Investment To Be Tracked

https://www.wealthmanagement.com/wealthstack/wealthstack-marketing-investment-be-tracked

2024-05-21 - WM - Wealthstack Roundup - Ron Pruitt Named Orion Wealth Management President

https://www.wealthmanagement.com/technology/wealthstack-roundup-ron-pruitt-named-orion-wealth-management-president

2024-05-24 - WM - SEC Adopts Updated Cybersecurity Rules

https://www.wealthmanagement.com/regulation-compliance/sec-adopts-updated-cybersecurity-rules

2024-05-31 - WM - WealthStack Roundup - MassMutual Advisors To Have Access To CAIS Alts Platform

https://www.wealthmanagement.com/technology/wealthstack-roundup-massmutual-advisors-have-access-cais-alts-platform

2024-05-31 - WM - Missouri Regulators Send Warning Letter to Advisors Using Data Aggregation Tech

https://www.wealthmanagement.com/technology/missouri-regulators-send-warning-letter-advisors-using-data-aggregation-tech

2024-06-04 - WM - Conquest Planning Upgrades Its Strategic Advice Manager

https://www.wealthmanagement.com/technology/conquest-planning-upgrades-its-strategic-advice-manager

2024-06-04 - WM - BNY Mellon’s Pershing X Upgrades Wove Platform

https://www.wealthmanagement.com/technology/bny-mellon-s-pershing-x-upgrades-wove-platform

2024-06-07 - WM - WealthStack Roundup - Advyzon Investment Management Names Scott Smith Chief Revenue Officer

https://www.wealthmanagement.com/technology/wealthstack-roundup-advyzon-investment-management-names-scott-smith-chief-revenue-officer

2024-06-10 - WM - YourStake To Provide AI-Powered APIs To Apex Fintech Solutions

https://www.wealthmanagement.com/technology/yourstake-provide-ai-powered-apis-apex-fintech-solutions

2024-06-11 - WM - AI-Powered Financial Research Assistant Brightwave Raises $6M In Seed Funding

https://www.wealthmanagement.com/technology/ai-powered-financial-research-assistant-brightwave-raises-6m-seed-funding

2024-06-11 - WM - Yext to Acquire Hearsay Systems

https://www.wealthmanagement.com/technology/yext-acquire-hearsay-systems

2024-06-13 - WM - Fidelity, Envestnet Increase Collaboration On Managed Accounts

https://www.wealthmanagement.com/technology/fidelity-envestnet-increase-collaboration-managed-accounts

2024-06-20 - WM - AssetMark To Acquire $12B In Assets From Morningstar Wealth TAMP

https://www.wealthmanagement.com/technology/assetmark-acquire-12b-assets-morningstar-wealth-tamp

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Chief technology officers from top RIAs in the wealth management industry detail the software tools they are using to drive their business.

As told to reporter Rob Burgess and edited for length and clarity. The views and opinions are not representative of the views of WealthManagement.com.

Want to tell us what's in your wealthstack? Contact Rob Burgess at Robert.Burgess@informa.com.

https://www.wealthmanagement.com/whats-my-wealthstack

2023-10-27 - WM - What's In My Wealthstack - There Is No Perfect CRM

https://www.wealthmanagement.com/wealthstack/there-no-perfect-crm

Amy Flourry, director of operations at Rehmann Financial, gives an honest assessment of the tech tools the $3 billion AUM RIA uses to drive business.

2023-11-03 - WM - What's In My Wealthstack - Planning With Two For Now

https://www.wealthmanagement.com/technology/planning-two-now

Vib Arya, chief operating officer at Shufro Rose & Co., provides an honest assessment of the technology tools used by the $1.8 billion AUM firm to work with clients and drive business.

2023-11-10 - WM - What's In My Wealthstack - Merging The Tech Of Two Firms Can Be A Challenge

https://www.wealthmanagement.com/technology/merging-tech-two-firms-can-be-challenge

Trevor Hicks, chief technology officer at Wetherby Asset Management and Laird Norton Wealth Management, provides an honest assessment of the technology tools used by the $14 billion AUM firms to work with clients and drive business.

2023-11-17 - WM - What's In My Wealthstack - Keeping The Tech Simple

https://www.wealthmanagement.com/technology/keeping-tech-simple

Ron Chandler, president of Summit Investment Management, provides an honest assessment of the technology tools used by the $75-million-AUM firm to work with clients and drive business.

2023-11-22 - WM - What's In My Wealthstack - Working With A Mix Of Advisor-Specific And Customized Business Technology

https://www.wealthmanagement.com/technology/working-mix-advisor-specific-and-customized-business-technology

Gregory Gardner relies in large measure on technologies from Orion Advisor Solutions to run and manage his $85 million in AUM RIA, but has gone a different route with some of his tech.

2023-11-30 - WM - What's In My Wealthstack - A Tug Of War Between Best of Breed And Best Fit

https://www.wealthmanagement.com/technology/tug-war-between-best-breed-and-best-fit

As situations change, Jeff Nauta has found that the technology has to sometimes do the same at $528 million AUM Henrickson Nauta Wealth Advisors.

2023-12-08 - WM - What's In My Wealthstack - SignatureFD - Leaving The Server Behind

https://www.wealthmanagement.com/technology/signaturefd-leaving-server-behind

Migrating to modern cloud-based services is helping CIO Laura Hubbell not only serve clients better but scale the business at $7.4 billion AUM SignatureFD.

2023-12-15 - WM - What's In My Wealthstack - TandemGrowth Financial Advisors- Technology As A Force Multiplier

https://www.wealthmanagement.com/technology/tandemgrowth-financial-advisors-technology-force-multiplier

Jeff Bernier, president of $200 million AUM TandemGrowth Financial Advisors, says his team squeezes all the productivity possible from a selectively chosen tech stack.

2023-12-22 - WM - What's In My Wealthstack - Saratoga Investment Solutions - The Never-Ending Journey Toward Full Integration

https://www.wealthmanagement.com/technology/saratoga-investment-solutions-never-ending-journey-toward-full-integration

Cynthia Zalewsky, president of $45 million AUM Saratoga Investment Solutions, has sought deeply integrated applications for years—her search goes on.

2024-01-04 - WM - What's In My Wealthstack - CFS Investment Advisory Services - It’s All About The Custodian

https://www.wealthmanagement.com/technology/cfs-investment-advisory-services-it-s-all-about-custodian

Greg Makowski, founding partner of $2 billion AUM CFS, relies on custodian Raymond James for much of its technology.

2024-01-12 - WM - What's In My Wealthstack - Walkner Condon Financial Advisors - The Pros and Cons of Consolidating a Tech Stack

https://www.wealthmanagement.com/technology/walkner-condon-financial-advisors-pros-and-cons-consolidating-tech-stack

Clint Walkner of $560 million AUM Walkner Condon likes the scope of an all-in-one platform but at times misses some best-of-breed tools.

2024-01-19 - WM - What's In My Wealthstack - Plancorp - Dipping A Toe In The AI Waters, With An Eye On Cybersecurity

https://www.wealthmanagement.com/technology/plancorp-dipping-toe-ai-waters-eye-cybersecurity

Mike Esson, chief information security officer of $6 billion AUM Plancorp, seeks an edge through the latest technology but always weighs it against data security.

2024-02-16 - WM - What's In My Wealthstack - Ensemble Capital - The Tinkering Never Ends

https://www.wealthmanagement.com/technology/ensemble-capital-tinkering-never-ends

Matt Pearson, chief operations officer of $1.5 billion AUM Ensemble Capital, and his team are unafraid of trying new technology.

2024-02-23 - WM - What's In My Wealthstack - Crescent Grove Advisors - Sifting The Data Looking For Trends

https://www.wealthmanagement.com/technology/crescent-grove-advisors-sifting-data-looking-trends

Nick Kochanski, CFO and senior client advisor at $4.5 billion AUM Crescent Grove Advisors, uses advances in technology to look at client and firm data in news ways to drive growth.

2024-02-28 - WM - What's In My Wealthstack - Stepp & Rothwell - Keeping It Old School

https://www.wealthmanagement.com/technology/stepp-rothwell-keeping-it-old-school

Ross Lehman, assistant investment officer of $773 million AUM Stepp & Rothwell, Inc., still provides a bespoke client experience.

2024-03-22 - WM – What’s In My Wealthstack - Robertson Stephens - Building An Integrated Stack One Piece At A Time

https://www.wealthmanagement.com/wealthstack/robertson-stephens-building-integrated-stack-one-piece-time

Vikram Chugh, who heads up technology and operations for $5.1 billion AUM, 92-employee Robertson Stephens, said the firm has carefully selected each piece of its tech stack.

2024-03-29 - WM - What's In My Wealthstack - Steward Partners - No Two Advisors Are The Same

https://www.wealthmanagement.com/wealthstack/steward-partners-no-two-advisors-are-same

Mohan Gurupackiam, CIO of $32 billion AUM Steward, shares how evaluating and adopting new technology strengthens the firm.

2024-04-04 - WM - What's In My Wealthstack - Halbert Hargrove - Efficiency And A Focus On Cybersecurity

https://www.wealthmanagement.com/technology/halbert-hargrove-efficiency-and-focus-cybersecurity

Shane Cummings, an advisor and director of technology and cybersecurity, has helped keep the $3 billion AUM firm efficient, flexible and focused on security.

2024-04-11 - WM - What's In My Wealthstack - Merit Financial Advisors - Using Technology To Fuel Growth

https://www.wealthmanagement.com/technology/merit-financial-advisors-using-technology-fuel-growth

JP Pattinson, wealth manager, vice president of technology and partner at Merit Financial Advisors, has helped shape the rapid expansion of the $10-billion-AUM firm through technology.

2024-04-26 - WM - What's In My Wealthstack - Prospero Wealth - Maximizing the Use of an All-In-One Platform

https://www.wealthmanagement.com/technology/prospero-wealth-maximizing-use-all-one-platform

Advisor Eric Franklin discusses how the $39 million AUM firm gets the most out of Advyzon while keeping an eye on its competitors.

2024-05-03 - WM- What's In My Wealthstack - Willow Creek Wealth Management - Squeezing Maximum Value Out Of Technology

https://www.wealthmanagement.com/technology/willow-creek-wealth-management-squeezing-maximum-value-out-technology

Timothy Admire, president and CEO of Willow Creek Wealth Management, discusses maximizing the capabilities of the technology his $1.7 billion AUM firm is already paying for.

2024-05-09 - WM - What's In My Wealthstack - Prime Capital Investment Advisors - If It’s Not In Salesforce, It Didn’t Happen

https://www.wealthmanagement.com/technology/prime-capital-investment-advisors-if-it-s-not-salesforce-it-didn-t-happen

CFO Brian Dillbeck explains how deep integration within the CRM of the $24.4 billion AUM firm makes client data easy to access.

2024-05-31 - WM - What's In My Wealthstack - WealthChoice - Using Tech To Serve Women Breadwinners

https://www.wealthmanagement.com/technology/wealthchoice-using-tech-serve-women-breadwinners

Bridget Venus Grimes, founder of WealthChoice and co-founder of Equita Financial Network, explains how her $90 million AUM firm uses its tech stack to help women tech workers, attorneys, founders and business owners navigate financial challenges.

2024-06-06 - WM – What’s In My Wealthstack - StraightLine Group - Customizing The Tech Stack For Clients In Retirement

https://www.wealthmanagement.com/technology/straightline-group-customizing-tech-stack-clients-retirement

Chief Growth Officer Rob Rickey discusses the modifications the $1.1 billion AUM firm has made to serve its clientele.

2024-06-14 - WM - What's In My Wealthstack - OFC Wealth Management - Taking Some Of The Stress Out Of Divorce With Specialized Software

https://www.wealthmanagement.com/wealthstack/ofc-wealth-management-taking-some-stress-out-divorce-specialized-software

Emily Jaffe, president and Certified Divorce Financial Analyst at OFC Wealth Management, uses a customized technology stack at her $137 AUM firm to bring “Order From Chaos.”

2024-06-21 - WM - What's In My Wealthstack - Tepp Wealth Management - Approaching The Tech Stack From A Tax-Smart Perspective

https://www.wealthmanagement.com/technology/tepp-wealth-management-approaching-tech-stack-tax-smart-perspective

David Tepp, founder and CEO of Tepp Wealth Management, discusses how he uses his CPA background to center financial planning for clients of his $130 million AUM firm.